Skip to main content

Category: substitute analysts

Machine-Generated Data, Lab Tests, and the Confrontation Clause

The Confrontation Clause of the Sixth Amendment to the U.S. Constitution limits the use of testimonial hearsay statements by an unavailable witness at a criminal trial, as does its state counterpart in Article I, Sec. 23 of the North Carolina Constitution. A hearsay statement is an out-of-court statement offered for its truth. A statement is testimonial if the primary purpose of the statement was to establish past facts for use at a later prosecution. Ohio v. Clark, 576 U.S. 237, 245 (2015). The Confrontation Clause does not protect against the admission of nontestimonial statements (although hearsay statements still must meet an exception or exemption). In a recent decision, the North Carolina Supreme Court analyzed a challenge to the admission of the defendant’s phone records offered by the State at trial. Overruling the Court of Appeals on the point, the North Carolina Supreme Court found that the phone records were nontestimonial as purely machine-generated data.” The case is a good reminder of the distinctions between testimonial and nontestimonial statements and may have implications for future confrontation issues. Read on for the details.

Smith v. Arizona Comes to NC

As regular readers know, the U.S. Supreme Court decided Smith v. Arizona, 602 U.S. 779 (2024), this past June. The decision undercut the reasoning used by North Carolina courts to justify the practice of permitting substitute analysts to offer an independent opinion about the forensic report of another, nontestifying analyst (as discussed here and here). Until this week, no North Carolina court had applied Smith. The wait is now over. In State v. Clark, NCCOA-1133, ___ N.C. App. ___ (Dec. 3, 2024), the Court of Appeals delved into the impact of Smith on North Carolina law, ultimately granting the defendant a new trial for a Confrontation Clause violation. This post discusses the Clark decision and its implications for the future of substitute analysts in the state.

Substitute Analyst Testimony and Smith v. Arizona

I mentioned in a recent News Roundup that the U.S. Supreme Court granted review in Smith v. Arizona. The case tees up a question that has been lingering since at least 2012: Does the Confrontation Clause permit the admission of substitute forensic analyst testimony? This issue arises when a forensic report is prepared for use in a criminal case, but the testing analyst is not available for trial. Instead of admitting the report through the original analyst, the State calls a different expert—one not necessarily involved in the original testing—to offer an opinion about the accuracy of the report. North Carolina generally allows such testimony, but there is a split among jurisdictions on the issue. Smith has the potential to alter the legal landscape here and elsewhere regarding the use of substitute analyst testimony, so today’s post dives into the legal issues and potential impact of the case.