With Cert Denials, Hope Fades for Clarification on Use of Substitute Analysts

Mumford & Sons has a song called Hopeless Wanderer. When it comes to substitute analysts and the confrontation clause, that song title sums me up, and maybe you as well.

Anyone who practices criminal law knows that Confrontation Clause issues have been a big deal ever since the United States Supreme Court handed down its regime changing Crawford decision in 2004. Crawford v. Washington, 541 U.S. 36 (2004). For prosecutors, another hammer came down in 2009 when the Court said, in Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009), that forensic reports were testimonial and covered by the new Crawford rule. Since then prosecutors have tried a variety of techniques for introducing forensic reports when the preparing analyst isn’t available for trial, with the most common being use of a substitute analyst. While we hoped for a definitive ruling on the constitutionality of that practice when the Supreme Court took up the Williams case, the Court stuck a big fat pin in our hope balloon when it finally issued its decision. As I discuss in detail here, while the decision affirmed a conviction involving use of a substitute analyst at trial, Williams was a fractured opinion in which no rationale garnered five votes. Williams v. Illinois, __ U.S. __, 132 S.Ct. 2221 (2012). It thus left judges and litigants largely in the dark about the constitutionality of substitute analyst testimony. As I explain here, in July of 2013, the North Carolina Supreme Court issued several post-Williams decisions. Those decisions gave the OK to substitute analyst testimony, provided the expert testifies to an independent opinion based on information reasonably relied upon by experts in the field. Cert petitions were filed in two of those cases, and in ten others from around the country dealing with similar issues. Sadly for us, the United States Supreme Court recently denied cert in all but one of those cases. They include:

  • Arauz v. California (No. 13-9118)
  • Brewington v. North Carolina (No. 13-504)
  • Edwards v. California (No. 13-8618)
  • Galloway v. Mississippi (No. 13-761)
  • Marshall v. Colorado (No. 13-7768)
  • Maxwell v. United States (No. 13-7394)
  • Ortiz-Zape v. North Carolina (No. 13-633)
  • Turner v. United States (No. 13-127)
  • Walker v. Wisconsin (No. 13-8743)
  • Williams v. Massachusetts (No. 13-9330)
  • Yohe v. Pennsylvania (No. 13-885)

A conference on the one remaining case–Derr v. Maryland (No. 13-637)–is set for June 5th. The question presented in that case is:

Whether the Sixth Amendment permits the State’s expert witness to present to a jury the results of forensic tests that she neither performed nor witnessed as substantive evidence to support her conclusion that Petitioner was the source of DNA evidence, when the State does not call the analysts who performed the tests as witnesses or show that they are unavailable and previously subject to cross-examination?

Maybe we’ll get lucky and the Court will grant cert in Derr. But hope seems to be fading that we’ll get clarification soon. Meanwhile, prosecutors, courts and legislatures continue to struggle with pressures created by Melendez-Diaz. Just one example of how they’re struggling to deal with this is the recent bill introduced in North Carolina that would enact a notice and demand statute for remote testimony by forensic analysts. If you’re interested, the bill is here. And my paper on the constitutionality of remote testimony generally is here.

Stay tuned. I’ll keep you updated as things develop.

3 thoughts on “With Cert Denials, Hope Fades for Clarification on Use of Substitute Analysts”

  1. The Melendez-Diaz decision by our US Supreme Court has been a major blow to justice across this nation. It has led to a crisis in this state in regards to prosecuting misdemeanor drug and DWI cases. Our SBI lab has now decided they will NOT test for misdemeanor drugs with a few minor exceptions so you can imagine what that means for court. It means ridiculous plea bargains and rampant dismissals for misdemeanor drug offenders. Our SBI lab cannot keep up with blood testing for DWI cases and this also has led to rampant dismissals. The General Assembly has scrambled to approve hospital testing for DWI blood and almost every local jurisdiction is trying to get enough money to get a local crime lab. The majority from the US Supreme Court assured us that the “sky would not fall” with their decision that completely altered our legal system, but it has fallen before our very eyes. I feel the pain every time I hear the word, Melendez-Diaz.

    Justice Kennedy said it best in his dissenting opinion, “The Court’s holding is a windfall to defendants, one that is unjustified by any demonstrated deficiency in trials, any well understood historical requirement, or any established constitutional precedent. The Court purchases its meddling with the Confrontation Clause at a dear price, a price not measured in taxpayer dollars alone. Guilty defendants will go free, on the most technical grounds, as a direct result of today’s decision, adding nothing to the truth-finding process. The analyst will not always make it to the courthouse in time. He or she may be ill; may be out of the country; may be unable to travel because of inclement weather; or may at that very moment be waiting outside some other courtroom for another defendant to exercise the right the Court invents today.”

    • I am not sure it’s the court’s opinion that caused the “sky to fall” in NC. Rather it’s the lack of funding and the “issues” we all know the SBI has had. Maybe time for a private company or testing facility be setup?!


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